Compliance · Fintech

FinTech start-up - Where can I find regulatory compliance advise?

Lucas del Rio gg

Last updated on September 20th, 2017

Hi fellows:

I'm building my FinTech start-up in the U.S. and currently seeking advice in regulatory compliance to make sure we are on the right track and also to do all the necessary filings.

Do you know where I could find that support? Is there any online platform or marketplace that helps with that? (I've checked upwork and it doesn't seem to have enough quality experts in that)


Chris Dusa Hands-on investor. Builder of businesses. Great teammate

September 21st, 2017

Resources like this at Perkins Coie is a great place to start. This firm is a fantastic option for early stage companies. They might be able to answer your question or point you in the right direction.

U Tun Aung Devlopement and talent

September 21st, 2017

Learn other'sexperiences and march on.

Hanh Nguyen Regtech CEO

October 8th, 2020

Hi! Did you ever get the help you needed? I can help otherwise :) Let’s connect.

Manamie Grannum CEO @ MyErrandHelpers

September 21st, 2017

I would consult a start up lawyer.

Courtney Murtha President, Alva Advisory Service LLC

September 22nd, 2017

Hi Lucas,

My firm, the SDDco Group was independently rated the leading outsourced consulting firm for CCO and Finop services for Broker Dealers. We also have a division that specializes in working with startups. We would be glad to help, and can at least point you in the right direction and make an appropriate referral.



Joseph Wang Chief Science Officer at Bitquant Research Laboratories

September 23rd, 2017

The best thing to do is to find someone else that is in the same field and ask them. You probably will need a lawyer to actually do the filings, but then you end up with a chicken/egg situation that you don't know which lawyer to find and what to ask them to do. I can help with Hong Kong, and I know a few things about US securities/fintech law.

Also, you should educate yourself on the basic of compliance and filings, and you might consider going to a bookstore to find a basic legal text on securities or money transmission law. It's like going to a car mechanic. You probably don't want to replace your own transmission, but it's a bad idea to go to a mechanic without an idea as to what a transmission does.

Melvyn Mangion Entrepreneur, Investor

January 4th, 2021

Did you set up your Fintech firm? Melvyn Mangion can assist you.

Brian Digital marketing nerd

February 10th, 2021

I'd suggest joining an online forum like or where you can ask specific questions to others in the same vertical.