Equity · Finance

Has anyone gone through a FINRA registration process for a business and open to talking?

Brad Bader Product and strategy athlete. Eyeing disruptions in fundraising, agritech, marketplaces and CRE.

April 29th, 2019

I'm eager to learn more about this process and I'd like to to chat with you about your experience and with it and maybe even make a new virtual friend, or two.



Dave Noreen 10 years Software Sales & Advertising & Marketing Experience at High Growth Fintech/BI Companies

April 29th, 2019

Brad, I did in second half of 2018. Please message me and I can setup a call with you if you like to talk process and costs. dnoreen@gmail.com

Carlos Sava Value creator. Small Business Advisor. Finance and Accounting Expert.

May 1st, 2019

I have some familiarity with this on the RIA and B/D registration procedures. Feel free to send me a private message. RIA in a Box is a terrific resource and consultancy, if applicable.